DFX Intelligence

D•••• S••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D•••• S••• H•••••

Advisor at H••••• I••••••••• A••••••• L••

SCOTTSDALE, AZ | Scottsdale, AZ

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Search this name across graphsid dfx:ria:6678f061-af0f-dc4a-da93-27d1353ab847

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• I••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 19, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 10, 2026	n/a	yes	Scottsdale, AZ\|Scottsdale, AZ	Current employment
H••••• I••••••••• A••••••• L••	STATE_R•••••••••	Jan 4, 2006	n/a	yes	SCOTTSDALE, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I••••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 21, 2026	Jun 10, 2026	-41	Firm change after gap	Other
C••••••••• R••••••••• I••••••••• A•••••••	A••••••••• I••••••••• A•••••••• L••	Oct 16, 2024

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ H••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 4, 2006 to presentfactForm ADV
→ A••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2025 to Jul 21, 2026factForm ADV
→ C••••••••• R••••••••• I••••••••• A•••••••

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6678f061-af0f-dc4a-da93-27d1353ab847
First observed: Jan 14, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.