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CRD 112897
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD PATRICK FRAZIER | Certified Financial Planner | CHAPEL HILL, NC | 13 | 23 | 1 | no |
| DEBORAH JANE FRAZIER | n/a | CHAPEL HILL, NC | 9 | 40 | n/a | no |
| Elizabeth Frazier Peck | Certified Financial Planner | CHAPEL HILL, NC | Katonah, NY | 5 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FRAZIER, DEBORAH, JANE | CHIEF COMPLIANCE OFFICER | Na | yes | 01/1986 | Mar 15, 2012 | Apr 11, 2024 |
| FRAZIER, RICHARD, PATRICK | MANAGING MEMBER / OWNER | E | yes | 01/2024 | Oct 14, 2016 | Apr 11, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 4, 2026 | $196M | $196M | 3 | 3 | 1 | n/a | n/a |
| 2024 | Feb 14, 2025 | $184M | $184M | 3 | 3 | 1 | n/a | n/a |
| 2023 | Jan 30, 2024 | $160M | $160M | 3 | 3 | 1 | n/a | n/a |
| 2022 | Mar 2, 2023 | $143M | $143M | 3 | 3 | 1 | n/a | n/a |
| 2021 | Feb 23, 2022 | $164M | $164M | 3 | 3 | 1 | n/a | n/a |
| 2020 | Jan 27, 2021 | $146M | $146M | 3 | 3 | 1 | n/a | n/a |
| 2019 | Mar 6, 2020 | $131M | $131M | 3 | 2 | 1 | n/a | n/a |
| 2018 | Mar 7, 2019 | $113M | $113M | 3 | 2 | 1 | n/a | n/a |
| 2017 | Feb 12, 2018 | $117M | $117M | 3 | 3 | 1 | n/a | n/a |
| 2016 | Mar 7, 2017 | $104M | $104M | 3 | 3 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $196M | $184M | 6.5% | $143M | 11.0% | 3 | 3 | 1 | 1 |