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R•••• P••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•••• P••••••• L••••••

CRD 165751

SYDNEY, NSW

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Search this name across graphsid dfx:ria:6686ce1c-1b59-f20a-b3a4-41bb97beb025

Data as of Jun 12, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 14
On other graphs: 0
Observed: Mar 1, 2013 to Jun 12, 2023
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $944M••• Locked
Discretionary RAUM: $944M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 23
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V•• P••••••• O••••••• M••••• F•••	Hedge Fund	$32.9M	Jun 12, 2023	20	Mar 1, 2013	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• F•••••••• L••••••	Trustee	F	yes	04/2022	Jul 8, 2022	Jun 12, 2023
G•••••• I•• M•••	EXECUTIVE DIRECTOR	Na	yes	06/2022	Jul 8, 2022	Jun 12, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• F•••• M••••••••• A••• P•• L••••••	n/a	n/a	n/a	Y	yes	n/a
R•••• F•••• M••••••••• P•• L••	n/a	n/a	n/a	Y	yes

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SYDNEY, NSW	n/a	Australia	7	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$944M	$1.9B	-50.3%	$2.2B	-24.4%	23	27	1	2

Relationships

Affiliated with (2)

← VGI PARTNERS, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ VGI PARTNERS, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Advises (1)

→ V•• P••••••• O••••••• M••••• F•••Private fundHedge Fund, IA
Mar 1, 2013 to presentfactForm ADV

Owns (8)

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
R•••• P••••••• L•••••• reported RAUM $944.3M, down 27% from $1.3B (2022-12-21 to 2023-03-30)
Form ADVobserved 7 days ago
$-356M
Occurred
Dec 21, 2022
Control person left
Hugh Douglas Tynan (Member) no longer on Schedule A of R•••• P••••••• L•••••• (listed 2022-07-08, absent 2022-12-21)
Form ADVobserved 7 days ago
Occurred
Jul 8, 2022
Regulatory AUM changed
R•••• P••••••• L•••••• reported RAUM $1.3B, down 32% from $1.9B (2022-03-30 to 2022-07-08)
Form ADVobserved 7 days ago
$-599M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6686ce1c-1b59-f20a-b3a4-41bb97beb025
First observed: Mar 1, 2013
Last observed: Jun 12, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.