DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• T••• W••••• M••••••••• L••
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• T••• W••••• M••••••••• L•• | Independent wealth | Aug 14, 2019 | n/a | yes | MINNETONKA, MN | Current employment |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Feb 25, 2016 | Jul 18, 2019 | no | Minneapolis, MN|ARLINGTON, VA|Edina, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• C•••••• M••••••••• L•• | C••••• T••• W••••• M••••••••• L•• | Jul 18, 2019 | Aug 14, 2019 | 27 | Firm change | RIA to RIA |
| W•••••• • R••• | E•••••• C•••••• M••••••••• L•• | Feb 26, 2016 | Feb 25, 2016 |
| W•••••• • R••• | Former SEC adviser | Dec 16, 2014 | Feb 26, 2016 | no | SAVAGE, MN | Previous registration |
| B• C• Z•••••• A•• C•••••• | Former SEC adviser | Dec 3, 2013 | Sep 17, 2014 | no | CHICAGO, IL|Minneapolis, MN|CHICAGO, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Mar 14, 2000 | Oct 10, 2002 | no | MINNEAPOLIS, MN | Previous registration |
| -1 |
| Firm change |
| Other |
| B• C• Z•••••• A•• C•••••• | W•••••• • R••• | Sep 17, 2014 | Dec 16, 2014 | 90 | Firm change | Other |
| W•••• F•••• A••••••• | B• C• Z•••••• A•• C•••••• | Oct 10, 2002 | Dec 3, 2013 | 4,072 | Firm change after gap | Other |