DFX Intelligence

D••••• C•••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• C•••••• J•••••

Advisor at M•• I•••••••• S•••••••• L••

Wilkes-Barre, PA | Mountain Top, PA

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Search this name across graphsid dfx:ria:668cef0a-eb83-cae1-34eb-695ad43b1f81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 26, 2022	n/a	yes	Wilkes-Barre, PA\|Mountain Top, PA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Jul 30, 2010	Sep 19, 2022	no	PLAINS, PA\|PLAINS, PA\|WILKES BARRE, PA\|LANCASTER, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Sep 19, 2022	Aug 26, 2022	-24	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
46173:10409:PA:2022-09-19	Sep 19, 2022	Aug 26, 2022	LANCASTER, PA	Firm change

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2010 to Sep 19, 2022factForm ADV

Dated events

Occurred
Sep 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:668cef0a-eb83-cae1-34eb-695ad43b1f81
First observed: Jul 30, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.