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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JOHN CLAUDE MASON

Advisor at TRUIST ADVISORY SERVICES, INC.

ATLANTA, GA

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Search this name across graphsid dfx:ria:668e93bf-a142-10eb-1ad5-0fcedb410575

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Feb 1, 2011
First registration: Nov 28, 2011
Dual registered: yes, broker-dealer
Other names: JOHN CLAUDE MASON
IAPD individual key: 2704861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 2, 2021	n/a	yes	ATLANTA, GA	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Mar 2, 2021	no	MONROE, GA\|DULUTH, GA\|DACULA, GA\|MARIETTA, GA\|AUSTELL, GA\|NORCROSS, GA\|DUNWOODY, GA\|LILBURN, GA\|LAWRENCEVILLE, GA\|TUCKER, GA\|LOGANVILLE, GA\|ATLANTA, GA\|DULUTH, GA\|CHARLOTTE, NC\|SUWANEE, GA\|BUFORD, GA\|SNELLVILLE, GA\|DULUTH, GA\|SUWANEE, GA\|LAWRENCEVILLE, GA\|GRAYSON, GA\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 18, 2013	Jan 2, 2018	no	LOGANVILLE, GA\|CHARLOTTE, NC\|CONYERS, GA\|LITHONIA, GA\|LILBURN, GA\|LAWRENCEVILLE, GA\|TUCKER, GA\|CONYERS, GA\|LOGANVILLE, GA\|DULUTH, GA\|ATLANTA, GA\|DULUTH, GA\|ATLANTA, GA\|MARIETTA, GA\|MARIETTA, GA\|DULUTH, GA\|AUSTELL, GA\|NORCROSS, GA\|DUNWOODY, GA\|SUWANEE, GA\|BUFORD, GA\|SNELLVILLE, GA\|CHARLOTTE, NC\|DULUTH, GA\|SUWANEE, GA	Previous registration
MORGAN STANLEY	Wirehouse	Nov 28, 2011	Mar 28, 2013	no	Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Mar 2, 2021	Mar 2, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
MORGAN STANLEY	BB&T INVESTMENT SERVICES, INC.	Mar 28, 2013	Mar 18, 2013	-10	Firm change	Wirehouse to new firm

Relationships

Registered with (4)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Mar 2, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 18, 2013 to Jan 2, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 28, 2011 to Mar 28, 2013factForm ADV

Dated events

No dated event names this entity yet.