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D•••••• M••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D•••••• M••••• F•••

Advisor at Y••• M•••• C•••• F•••••••• S•••••••

MOORPARK, CA

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Search this name across graphsid dfx:ria:6691a292-9e7d-ab1b-58a7-6233b967a7aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 30, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••• M•••• C•••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 5, 2025	n/a	yes	MOORPARK, CA	Current employment
Y••• M•••• C•••• F•••••••• S•••••••	State registered	May 12, 2004	n/a	yes	MOORPARK, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L•• F•••••••• L••	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
F•••••••• W••• G••••	Y••• M•••• C•••• F•••••••• S•••••••	Aug 21, 2017

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ Y••• M•••• C•••• F•••••••• S•••••••Registered adviserregistration: current employment
May 12, 2004 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Aug 21, 2017 to Jun 5, 2025factForm ADV
→ F•••••••• W••• G••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6691a292-9e7d-ab1b-58a7-6233b967a7aa
First observed: Nov 30, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.