DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | BRENTWOOD, TN | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | O•••• W•••••• I••• | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| S•• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Sep 18, 2020 | Sep 18, 2020 |
| S•• A•••••••• I••• | Former SEC adviser | Jul 25, 2008 | Sep 18, 2020 | no | BRENTWOOD, TN | Previous registration |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Aug 11, 2003 | Jul 16, 2008 | no | LOUISVILLE, KY|FRANKLIN, TN|LOUISVILLE, KY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | S•• A•••••••• I••• | Jul 16, 2008 | Jul 25, 2008 | 9 | Firm change | Other |