DFX Intelligence

C••••• J•• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••• J•• V•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Springfield, IL

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Search this name across graphsid dfx:ria:669ce49a-9046-9694-ee73-659211fc33c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 21, 2022	n/a	yes	Springfield, IL	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Sep 26, 2017	Jan 14, 2022	no	Springfield, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 14, 2022	Jun 21, 2022	158	Firm change	Ibd to ibd
S••••• F••••••••	U••• B•••••• I••••••••• I•••	Nov 4, 2015	Sep 26, 2017

Relationships

Registered with (6)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 21, 2022 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2017 to Jan 14, 2022factForm ADV
→ S••••• F••••••••Registered adviserregistration: previous registration
Oct 23, 2014 to Nov 4, 2015factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Jan 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:669ce49a-9046-9694-ee73-659211fc33c9
First observed: Jul 17, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.