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CRD 133664
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DELAFIELD HAMBRECHT PARTNERS FUND, LP | Hedge Fund | $122M | Mar 25, 2020 | 50 | Mar 29, 2018 | reported | 021-55381 |
| DELAFIELD HAMBRECHT MICROCAP VALUE FUND, LP | Hedge Fund | $23.2M | Jul 24, 2020 | 45 | Mar 29, 2018 | reported | 021-66812 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLACK, CAROL, JEAN | CCO/ DIRECTOR OF FINANCE & OPERATIONS | Na | yes | 03/2019 | Mar 29, 2019 | Jul 24, 2020 |
| DELAFIELD HAMBRECHT, INC. | SOLE OWNER | E | yes | 02/2003 | Mar 29, 2018 | Jul 24, 2020 |
| DELAFIELD, JOHN, DENNIS | PRESIDENT AND CEO | D | yes | 02/2003 | Mar 29, 2018 | Jul 24, 2020 |
| DELAFIELD, JOHN, DENNIS | MANAGING DIRECTOR & PRESIDENT | Na | yes | 02/2003 | Mar 29, 2018 | Jul 24, 2020 |
| LUFKIN, ANDREW, HEARD | Cfo | C | yes | 06/2004 | Mar 29, 2018 | Jul 24, 2020 |
| LUFKIN, ANDREW, HEARD | MANAGER AND CFO | Na | yes | 06/2004 | Mar 29, 2018 | Jul 24, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 25, 2020 | $149M | $149M | 6 | 6 | 0 | 2 | $149M |
| 2018 | Mar 29, 2019 | $117M | $117M | 6 | 5 | 0 | 2 | $117M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $23.1M | $117M | -80.2% | n/a | n/a | 2 | 6 | 0 | 0 |