DFX Intelligence

D••••• C••••••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• C••••••••• P•••

Advisor at S•••• W••••• M••••••••• L••

MCLEAN, VA | Madison, WI

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Search this name across graphsid dfx:ria:66af2866-3968-57ca-c1db-847ec7115ff6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Jun 2, 2017	n/a	yes	Madison, WI\|MCLEAN, VA	Current employment
W•••••• • R•••	Former SEC adviser	Feb 28, 2005	May 23, 2017	no	MADISON, WI\|WAUKESHA, WI\|MADISON, WI\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	S•••• W••••• M••••••••• L••	May 23, 2017	Jun 2, 2017	10	Firm change	Other

Relationships

Registered with (2)

→ S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 28, 2005 to May 23, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66af2866-3968-57ca-c1db-847ec7115ff6
First observed: Feb 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.