DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•• I••••••••• A••••••• I•••
ALAMO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• I••••••••• A••••••• I••• | Independent wealth | Nov 29, 2005 | n/a | yes | ALAMO, CA | Current employment |
| L••••••• P•••••• A•••• M••••••••• L•• | Independent wealth | Jan 31, 2003 | Mar 9, 2006 | no | ALAMO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••••• P•••••• A•••• M••••••••• L•• | R•• I••••••••• A••••••• I••• | Mar 9, 2006 | Nov 29, 2005 | -100 | Firm change after gap | Other |
| F•• A•••••••• I••• | L••••••• P•••••• A•••• M••••••••• L•• | Nov 20, 2003 | Jan 31, 2003 |
| F•• A•••••••• I••• | Asset manager | Jan 9, 2003 | Nov 20, 2003 | no | ALAMO, CA | Previous registration |
| -293 |
| Firm change after gap |
| Other |