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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 10b 100b

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

CRD 158022

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66c36c08-2fa7-bdfa-4364-b81fcbea3240

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 17
On other graphs: 0
Observed: Mar 28, 2012 to Jul 30, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.59 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $28BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28B
Private client RAUM: $11BderivedItem 5.D individuals plus high net worth individuals
Private client share: 38%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 304
Advisory employees: 46
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4,441
Individual clients: 0
High net worth clients: 4,220
SEC number: 801-72759
CRD: 158022
Filings on the tape: 35
First filed: Mar 28, 2012
Latest filed: Jul 30, 2026
Organised: Corporation
Website: rothschildandco.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND	Other Private Fund	$7.8M	Nov 1, 2018	3	Jun 16, 2016	dropped	021-283979

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOUET, CHRISTIAN, LOUIS RENE	Director	Na	yes	11/2019	Jul 30, 2026	Jul 30, 2026
COLEMAN, CHRISTOPHER, LEWIS	Director	Na	yes	08/2016	Jul 30, 2026	Jul 30, 2026
CULLEN, BENEDICT, JOHN STEPHEN	Director	Na	yes	05/2024	Jul 30, 2026	Jul 30, 2026
HUDSON, SUSAN, BEVERLY	Director	Na	yes	07/2023	Jul 30, 2026	Jul 30, 2026
KING, JOHN, ANDREW	Director	Na	yes	03/2022	Jul 30, 2026	Jul 30, 2026
MACPHEE, ALEXANDER, ARNOLD	Director	Na	yes	01/2020	Jul 30, 2026	Jul 30, 2026
MORRELL, JAMES, KENT	Director	Na	yes	02/2025	Jul 30, 2026	Jul 30, 2026
O'HAGAN, TARA, KRISTEN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jul 30, 2026	Jul 30, 2026
POWELL, GARY, ALAN	Director	Na	yes	01/2013	Jul 30, 2026	Jul 30, 2026
WATSON, HELEN, JANET	Director	Na	yes	09/2015	Jul 30, 2026	Jul 30, 2026
WESTCOTT, JONATHAN	Director	Na	yes	01/2020	Jul 30, 2026	Jul 30, 2026
DE ROTHSCHILD, ALEXANDRE, GUY FRANCESCO	ELECTED MANAGER	F	yes	10/2023	Mar 18, 2024	Mar 18, 2024
ROTHSCHILD & CO SCA	Shareholder	E	yes	03/2022	Jun 16, 2016	Mar 18, 2024
ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS	DIRECT OWNER	E	yes	03/2022	Mar 23, 2022	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R&COWM (EUROPE) (LUXEMBURG)	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO BANK AG ZURICH	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO BANK INTERNATIONAL LIMITED	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO MARTIN MAUREL SA	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO VERMOGENSVERWALTUNG GMBH	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO WEALTH MANAGEMENT ITALY SIM S.P.A.	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO WEALTH MANAGEMENT MONOCO SAM	n/a	n/a	n/a	N	yes	n/a
ROTHSCHILD & CO WEALTH MANAGEMENT SPAIN, A.V., S.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$28B	$28B	304	46	0	n/a	n/a
2024	Mar 28, 2025	$24B	$24B	264	44	0	n/a	n/a
2023	Mar 18, 2024	$23B	$22B	274	42	0	n/a	n/a
2022	Mar 16, 2023	$18B	$18B	209	44	0	n/a	n/a
2021	Apr 13, 2022	$20B	$20B	150	55	0	n/a	n/a
2020	Mar 26, 2021	$17B	$16B	150	35	0	n/a	n/a
2019	Mar 30, 2020	$14B	$14B	135	49	1	n/a	n/a
2018	Mar 28, 2019	$10B	$9.9B	132	39	1	n/a	n/a
2017	Mar 29, 2018	$11B	$9.7B	96	40	1	1	$7.8M
2016	Jun 16, 2016	$10B	$8.2B	90	45	n/a	1	$0
2015	Apr 1, 2015	$10B	$8.2B	90	47	n/a	n/a	n/a
2014	Apr 1, 2014	$9.1B	$7.2B	75	31	n/a	n/a	n/a
2013	Jul 30, 2013	$5.0B	$5.0B	75	31	n/a	n/a	n/a
2012	Jul 5, 2012	$5.0B	$5.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$28B	$24B	16.5%	$18B	15.5%	304	264	0	0

Relationships

Affiliated with (1)

← ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AGRegistered adviserother investment adviser, control
factForm ADV

Controls (12)

← HUDSON, SUSAN, BEVERLYOwnerDIRECTOR, ownership code NA, individual
Mar 18, 2024 to Mar 18, 2024factForm ADV
← MACPHEE, ALEXANDER, ARNOLDOwnerDIRECTOR, ownership code NA, individual
Jul 5, 2012 to Mar 18, 2024factForm ADV
← POWELL, GARY, ALANOwnerDIRECTOR, ownership code NA, individual
Mar 28, 2012 to Mar 18, 2024factForm ADV
← WESTCOTT, JONATHANOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2016 to Mar 18, 2024factForm ADV
← WATSON, HELEN, JANETOwnerDIRECTOR, CEO, ownership code NA, individual
Nov 19, 2015 to Mar 18, 2024factForm ADV
← COLEMAN, CHRISTOPHER, LEWISOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2016 to Mar 18, 2024factForm ADV
← BOUET, CHRISTIAN, LOUIS RENEOwnerDIRECTOR, ownership code NA, individual
Dec 21, 2020 to Mar 18, 2024factForm ADV
← King, John, AndrewOwnerDIRECTOR, ownership code NA, individual
Mar 23, 2022 to Mar 18, 2024factForm ADV
← O'Hagan, Tara, KristenOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2023 to Mar 18, 2024factForm ADV
← DE ROTHSCHILD, ALEXANDRE, GUY FRANCESCOOwnerELECTED MANAGER, ownership code F, individual
Mar 18, 2024 to Mar 18, 2024factForm ADV
← ROTHSCHILD & CO SCAOwnerSHAREHOLDER, ownership code E, foreign entity
Jun 16, 2016 to Mar 18, 2024factForm ADV
← ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SASOwnerDIRECT OWNER, ownership code E, foreign entity
Mar 23, 2022 to Mar 18, 2024factForm ADV

Advises (1)

→ R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUNDPrivate fundOther Private Fund, IA, no longer reported
Jun 16, 2016 to Nov 1, 2018factForm ADV

Dated events

Occurred
Mar 18, 2024
Control person joined
Beverly Susan Hudson (Director) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person joined
Guy Francesco Alexandre De Rothschild (Elected Manager) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person left
Kumar John Malik (Director, Coo) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2023-06-29, absent 2024-03-18)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2024
Control person left
John Warwick Newbury (Director) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2023-06-29, absent 2024-03-18)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2023
Control person joined
Kristen Tara O'Hagan (Chief Compliance Officer) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Jun 29, 2023
Control person left
Kaur Hardeep Chana (Cco) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2023-03-16, absent 2023-06-29)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Control person joined
Andrew John King (Director) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Mar 23, 2022
Control person joined
John Warwick Newbury (Director) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Control person left
Ann Melanie Troop (Cco) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2020-12-21, absent 2021-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Control person joined
Kaur Hardeep Chana (Cco) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Dec 21, 2020
Control person joined
Louis Rene Christian Bouet (Director) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Jun 29, 2020
Control person joined
Ann Melanie Troop (Cco) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Jun 29, 2020
Control person left
Elaine Kim Trueman (Cco) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2020-04-17, absent 2020-06-29)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Rothschild And Co Wealth Management Uk Limited reported RAUM $13.9B, up 37% from $10.2B (2019-04-01 to 2020-03-30)
Form ADVobserved 4 days ago
$3.7B
Occurred
Mar 30, 2020
Control person joined
Elaine Kim Trueman (Cco) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person left
Edward Morgan Gareth Johnson (Director) no longer on Schedule A of Rothschild And Co Wealth Management Uk Limited (listed 2018-11-01, absent 2019-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2019
Control person joined
Kumar John Malik (Chief Operations Officer) appeared on Schedule A of Rothschild And Co Wealth Management Uk Limited
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66c36c08-2fa7-bdfa-4364-b81fcbea3240
First observed: Mar 28, 2012
Last observed: Jul 30, 2026 51 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED

CRD 158022

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66c36c08-2fa7-bdfa-4364-b81fcbea3240

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

R WEALTH MANAGEMENT PORTFOLIOS LLC - NEW COURT AMERICA FUND

Other Private Fund

$7.8M

Nov 1, 2018

Jun 16, 2016

dropped

021-283979

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOUET, CHRISTIAN, LOUIS RENE

Director

yes

11/2019

Jul 30, 2026

COLEMAN, CHRISTOPHER, LEWIS

Director

yes

08/2016

Jul 30, 2026

CULLEN, BENEDICT, JOHN STEPHEN

Director

yes

05/2024

Jul 30, 2026

HUDSON, SUSAN, BEVERLY

Director

yes

07/2023

Jul 30, 2026

KING, JOHN, ANDREW

Director

yes

03/2022

Jul 30, 2026

MACPHEE, ALEXANDER, ARNOLD

Director

yes

01/2020

Jul 30, 2026

MORRELL, JAMES, KENT

Director

yes

02/2025

Jul 30, 2026

O'HAGAN, TARA, KRISTEN

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jul 30, 2026

POWELL, GARY, ALAN

Director

yes

01/2013

Jul 30, 2026

WATSON, HELEN, JANET

Director

yes

09/2015

Jul 30, 2026

WESTCOTT, JONATHAN

Director

yes

01/2020

Jul 30, 2026

DE ROTHSCHILD, ALEXANDRE, GUY FRANCESCO

ELECTED MANAGER

yes

10/2023

Mar 18, 2024

ROTHSCHILD & CO SCA

Shareholder

yes

03/2022

Jun 16, 2016

Mar 18, 2024

ROTHSCHILD & CO WEALTH & ASSET MANAGEMENT SAS

DIRECT OWNER

yes

03/2022

Mar 23, 2022

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

R&COWM (EUROPE) (LUXEMBURG)

n/a

yes

n/a

ROTHSCHILD & CO BANK AG ZURICH

n/a

yes

n/a

ROTHSCHILD & CO BANK INTERNATIONAL LIMITED

n/a

yes

n/a

ROTHSCHILD & CO MARTIN MAUREL SA

n/a

yes

n/a

ROTHSCHILD & CO VERMOGENSVERWALTUNG GMBH

n/a

yes

n/a

ROTHSCHILD & CO WEALTH MANAGEMENT ITALY SIM S.P.A.

n/a

yes

n/a

ROTHSCHILD & CO WEALTH MANAGEMENT MONOCO SAM

n/a

yes

n/a

ROTHSCHILD & CO WEALTH MANAGEMENT SPAIN, A.V., S.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$28B

304

n/a

2024

Mar 28, 2025

$24B

264

n/a

2023

Mar 18, 2024

$23B

$22B

274

n/a

2022

Mar 16, 2023

$18B

209

n/a

2021

Apr 13, 2022

$20B

150

n/a

2020

Mar 26, 2021

$17B

$16B

150

n/a

2019

Mar 30, 2020

$14B

135

n/a

2018

Mar 28, 2019

$10B

$9.9B

132

n/a

2017

Mar 29, 2018

$11B

$9.7B

$7.8M

2016

Jun 16, 2016

$10B

$8.2B

n/a

2015

Apr 1, 2015

$10B

$8.2B

n/a

2014

Apr 1, 2014

$9.1B

$7.2B

n/a

2013

Jul 30, 2013

$5.0B

n/a

2012

Jul 5, 2012

$5.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$28B

$24B

16.5%

$18B

15.5%

304

264