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RIA / WealthAdvisor26 years in industry

MICHAEL GAETANO O'NEIL

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

ORLANDO, FL | Hanover, MA

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Search this name across graphsid dfx:ria:66c55707-ed5f-09ea-e12c-81563ffe3256

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 26, 2000
First registration: Jan 4, 2001
Dual registered: no
IAPD individual key: 4141201

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Nov 25, 2020	n/a	yes	ORLANDO, FL\|Hanover, MA	Current employment
PATRIOT WEALTH STRATEGIES, LLC	Former SEC adviser	Oct 1, 2019	Nov 6, 2020	no	SHREWSBURY, MA\|Hingham, MA	Previous registration
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Nov 30, 2018	Mar 27, 2019	no	Hingham, MA\|WALPOLE, MA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 12, 2013	Nov 28, 2018	no	HANOVER, MA\|HINGHAM, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 4, 2001	Jan 14, 2008	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PATRIOT WEALTH STRATEGIES, LLC	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Nov 6, 2020	Nov 25, 2020	19	Firm change	Other
THE PATRIOT FINANCIAL GROUP, LLC	PATRIOT WEALTH STRATEGIES, LLC	Mar 27, 2019	Oct 1, 2019	188	Firm change	RIA to new firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	THE PATRIOT FINANCIAL GROUP, LLC	Nov 28, 2018	Nov 30, 2018	2	Firm change	Ibd to RIA
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 14, 2008	Apr 12, 2013	1,915	Firm change after gap	Other

Relationships

Registered with (5)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 25, 2020 to presentfactForm ADV
→ PATRIOT WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Oct 1, 2019 to Nov 6, 2020factForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 30, 2018 to Mar 27, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 12, 2013 to Nov 28, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 4, 2001 to Jan 14, 2008factForm ADV

Dated events

No dated event names this entity yet.