DFX Intelligence

R•••••• B••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

R•••••• B••••• R•••••

Advisor at R•••••• W••••• P•••••••• L••

HACKENSACK, NJ

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Search this name across graphsid dfx:ria:66c7c6ba-13d1-ac35-1515-a7013c651507

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• P•••••••• L••	Independent wealth	Oct 10, 2025	n/a	yes	HACKENSACK, NJ	Current employment
M•• S••••••••• L••	No RAUM reported	Oct 3, 2016	Oct 3, 2025	no	New York, NY\|Boston, MA\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	R•••••• W••••• P•••••••• L••	Oct 3, 2025	Oct 10, 2025	7	Firm change	Other
G••••• R••••••••• P••••••• L••	M•• S••••••••• L••	Sep 2, 2016	Oct 3, 2016

Relationships

Registered with (6)

→ R•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Oct 3, 2016 to Oct 3, 2025factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 16, 2015 to Sep 2, 2016factForm ADV
→ O••••••••• • C•• I•••

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66c7c6ba-13d1-ac35-1515-a7013c651507
First observed: Dec 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.