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RIA / WealthAdvisorCertified Financial Planner32 years in industry

WILLIAM HOWARD LEETE

Advisor at MONTE FINANCIAL GROUP, LLC

GUILFORD, CT

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Search this name across graphsid dfx:ria:66d0a682-0979-da8d-7143-b33339f810a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONTE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 24, 1993
First registration: Jan 2, 2002
Dual registered: no
Other names: BILL LEETE|WILLIAM HOWARD LEETE|WILLIAM HOWARD LEETE
IAPD individual key: 2400776

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONTE FINANCIAL GROUP, LLC	Independent wealth	Mar 4, 2016	n/a	yes	GUILFORD, CT	Current employment
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Sep 24, 2014	Mar 9, 2016	no	NEW HAVEN, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 4, 2005	Sep 10, 2014	no	NORTH BRANFORD, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 2, 2002	Feb 23, 2005	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARK AVENUE SECURITIES LLC	MONTE FINANCIAL GROUP, LLC	Mar 9, 2016	Mar 4, 2016	-5	Firm change	Other
LPL FINANCIAL LLC	PARK AVENUE SECURITIES LLC	Sep 10, 2014	Sep 24, 2014	14	Firm change	Other
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Feb 23, 2005	Feb 4, 2005	-19	Firm change	Other

Relationships

Registered with (4)

→ MONTE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 4, 2016 to presentfactForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Sep 24, 2014 to Mar 9, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 4, 2005 to Sep 10, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 2, 2002 to Feb 23, 2005factForm ADV

Dated events

No dated event names this entity yet.