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CRD 109127
PORTLAND, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD SCOTT FREEMAN STRABLEY | n/a | PORTLAND, ME | 20 | 36 | n/a | no |
| JOHN BARKER SULLIVAN | n/a | PORTLAND, ME | 20 | 31 | n/a | no |
| DEREK CICHON JASKULSKI | n/a | PORTLAND, ME | 20 | 31 | n/a | no |
| HEIDI NOEL PETERSON | n/a | PORTLAND, ME | 8 | 24 | n/a | no |
| THOMAS COLTON WELLS | n/a | PORTLAND, ME | 8 | 11 | n/a | no |
| DAVID E SMITH | n/a | PORTLAND, ME | 5 | 35 | n/a | no |
| COURTNEY HART WALSH | n/a | PORTLAND, ME | 5 | 16 | 1 | no |
| LESLIE KATHRYN KLENK | n/a | PORTLAND, ME | 3 | 10 | n/a | no |
| MATTHEW MERRILL HANSON | n/a | PORTLAND, ME | 2 | 11 | n/a | no |
| Kathleen Marie Hurley | n/a | PORTLAND, ME | 1 | 25 | n/a | no |
| Anna McKersie | n/a | PORTLAND, ME | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KLENK, LESLIE, KATHRYN | CHIEF COMPLIANCE OFFICER;SECRETARY; UNITS) | Na | yes | 02/2016 | Mar 26, 2026 | Mar 26, 2026 |
| SMITH, DAVID, E | CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | Na | yes | 03/2024 | Mar 26, 2026 | Mar 26, 2026 |
| SULLIVAN, JOHN, BARKER | CEO; MEMBER (CLASS B UNITS); ELECTED MANAGER | C | yes | 11/1994 | Mar 26, 2026 | Mar 26, 2026 |
| DEVINE, BERNARD, MANEY | Member | E | yes | 06/1996 | Mar 5, 2012 | Nov 5, 2024 |
| DEVINE, JOHN | Manager | F | yes | 06/1996 | Mar 5, 2012 | Nov 5, 2024 |
| STRABLEY, RICHARD, SCOTT FREEMAN | PRESIDENT; MEMBER (CLASS B UNITS); ELECTED MANAGER | C | yes | 01/1997 | Mar 5, 2012 | Nov 5, 2024 |
| CRAFTSBURY, LIMITED LIABILITY | MEMBER (CLASS A UNITS) | A | no | 05/1997 | Mar 26, 2026 | Mar 26, 2026 |
| CRAFTSBURY, LIMITED LIABILITY COMPANY | MEMBER (CLASS A UNITS) | A | no | 05/1997 | Mar 5, 2012 | Nov 5, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $1.2B | $1.2B | 13 | 11 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.0B | $1.0B | 13 | 9 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $895M | $895M | 11 | 9 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $757M | $757M | 10 | 8 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $865M | $865M | 10 | 7 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $680M | $680M | 9 | 6 | 0 | n/a | n/a |
| 2019 | Mar 25, 2020 | $592M | $592M | 8 | 4 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $502M | $502M | 8 | 4 | 0 | n/a | n/a |
| 2017 | Mar 23, 2018 | $530M | $530M | 7 | 3 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $439M | $439M | 6 | 3 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $390M | $357M | 6 | 3 | n/a | n/a | n/a |
| 2014 | Mar 10, 2015 | $361M | $326M | 5 | 3 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $321M | $289M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 5, 2013 | $381M | $381M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 5, 2012 | $365M | $365M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.0B | 16.8% | $757M | 15.8% | 13 | 13 | 0 | 0 |