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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MILLVILLE OPPORTUNITIES MANAGEMENT, LLC

CRD 170489

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66da4d48-38f2-a767-1c38-a1d73e8e1959

Data as of Jun 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jun 30, 2015 to Jun 28, 2018
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Millville Opportunities Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203MItem 5.F on the latest filing (2018-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $405Mgross asset value as reported per fund; never fund size
Custody, client assets: $203M
SEC number: 801-113720
CRD: 170489
Filings on the tape: 2
First filed: Jun 30, 2015
Latest filed: Jun 28, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MILLVILLE OPPORTUNITIES MASTER FUND, LP	Hedge Fund	$203M	Jun 28, 2018	30	Feb 28, 2014	reported	021-166287
Isthmian	Other Private Fund	$55.1M	Mar 18, 2016	5	Feb 28, 2014	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALLIN, STUART, FINLAY	CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Jun 28, 2018	Jun 28, 2018
MONTEALEGRE, ALEJANDRO, JAVIER	MANAGING MEMBER	E	yes	08/2011	Jun 30, 2015	Jun 28, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILLVILLE OPPORTUNITIES GP, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (2)

→ MILLVILLE OPPORTUNITIES MASTER FUND, LPPrivate fundHedge Fund, IA
Feb 28, 2014 to presentfactForm ADV
→ ISTHMIANPrivate fundOther Private Fund, ERA, no longer reported
Feb 28, 2014 to Mar 18, 2016factForm ADV

Controls (2)

← GALLIN, STUART, FINLAYOwnerCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2018 to presentfactForm ADV
← MONTEALEGRE, ALEJANDRO, JAVIEROwnerMANAGING MEMBER, ownership code E, individual
Jun 30, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 30, 2015
First Form ADV filing
Millville Opportunities Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66da4d48-38f2-a767-1c38-a1d73e8e1959
First observed: Jun 30, 2015
Last observed: Jun 28, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILLVILLE OPPORTUNITIES MANAGEMENT, LLC

CRD 170489

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66da4d48-38f2-a767-1c38-a1d73e8e1959

Data as of Jun 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MILLVILLE OPPORTUNITIES MASTER FUND, LP

Hedge Fund

$203M

Jun 28, 2018

Feb 28, 2014

reported

021-166287

Isthmian

Other Private Fund

$55.1M

Mar 18, 2016

Feb 28, 2014

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALLIN, STUART, FINLAY

CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER

yes

01/2018

Jun 28, 2018

MONTEALEGRE, ALEJANDRO, JAVIER

MANAGING MEMBER

yes

08/2011

Jun 30, 2015

Jun 28, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILLVILLE OPPORTUNITIES GP, LLC

n/a

yes

n/a