DFX Intelligence

J••• J•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

J••• J•••• B•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Des Plaines, IL

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Search this name across graphsid dfx:ria:66db0315-2bf7-4d53-84fb-f2e917f0b39d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 28, 2018	n/a	yes	Des Plaines, IL	Current employment
T•••• L••	Independent wealth	Oct 15, 2014	Mar 28, 2018	no	LAKE FOREST, IL\|OAK BROOK, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 28, 2018	Mar 28, 2018	0	Firm change	Other
L•• F•••••••• L••	T•••• L••	Oct 28, 2015	Oct 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
172555:134139:IL:2018-03-28	Mar 28, 2018	Mar 28, 2018	OAK BROOK, IL	Firm change
6413:172555:IL:2015-10-28	Oct 28, 2015	Oct 15, 2014	CHICAGO, IL	Firm change after gap

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 28, 2018 to presentfactForm ADV
→ T•••• L••Registered adviserregistration: previous registration
Oct 15, 2014 to Mar 28, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2009 to Oct 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66db0315-2bf7-4d53-84fb-f2e917f0b39d
First observed: Nov 30, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.