DFX Intelligence

B•••• A••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B•••• A••••••• G••••••••

Advisor at M•• I•••••••• S•••••••• L••

Stafford Springs, CT | HOLYOKE, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 19, 2024	n/a	yes	HOLYOKE, MA\|Stafford Springs, CT	Current employment
S•• G•••••• I••••••••• M•••••••••	Independent wealth	Sep 22, 2021	Mar 28, 2024	no	Northampton, MA\|SPRINGFIELD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• G•••••• I••••••••• M•••••••••	M•• I•••••••• S•••••••• L••	Mar 28, 2024	Mar 19, 2024	-9	Firm change	RIA to ibd
M•• I•••••••• S•••••••• L••	S•• G•••••• I••••••••• M•••••••••	May 19, 2021	Sep 22, 2021

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2018 to May 19, 2021factForm ADV
→ S•• G•••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Sep 22, 2021 to Mar 28, 2024factForm ADV

Dated events

Order

Occurred
28 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 30, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.