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Advisor at UBS FINANCIAL SERVICES INC.
NEW YORK, NY | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 28, 2024 | n/a | yes | Brooklyn, NY|NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | May 20, 2016 | Mar 12, 2024 | no | New York, NY|PURCHASE, NY|NEW YORK, NY|New York, NY|New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Mar 12, 2024 | Mar 28, 2024 | 16 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:8174:NY:2024-03-07 | Mar 12, 2024 | Mar 28, 2024 | NEW YORK, NY | Firm change |