This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL SECURITIES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Dec 31, 2021

First registration

Jun 14, 2022

Dual registered

yes, broker-dealer

Other names

Emily Joyce Marr|Emily Marr

IAPD individual key

7415719

• Occurred

  Aug 27, 2026
  Advisor changed firm

  Emily Joyce Marr left Principal Asset Management for Principal Securities, Inc. (registered 2026-08-27)

  Form ADVobserved 5 days ago
• Occurred

  Nov 28, 2023
  Advisor changed firm

  Emily Joyce Marr left Principal Securities, Inc. for Principal Asset Management (registered 2023-12-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:66de652e-9672-79df-a8e6-24374bd934f5

First observed

Jun 14, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.