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B••••• K•• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

B••••• K•• M••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | PORTLAND, OR

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Search this name across graphsid dfx:ria:66dfab12-2fcb-0fe6-036b-70c115952887

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jul 1, 2026	n/a	yes	NEW YORK, NY\|PORTLAND, OR	Current employment
C•••••• W••••• P•••••••	Former SEC adviser	Sep 14, 2010	Jul 17, 2026	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• P•••••••	C••••• P••••••• L••	Jul 17, 2026	Jul 1, 2026	-16	Firm change	RIA to RIA
M••••• S••••••	C•••••• W••••• P•••••••	Sep 30, 2010	Sep 14, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
152395:151559:OR:2026-07-17	Jul 17, 2026	Jul 1, 2026	PORTLAND, OR	Firm change

Relationships

Registered with (5)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ C•••••• W••••• P•••••••Registered adviserregistration: previous registration
Sep 14, 2010 to Jul 17, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 30, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
B••••• K•• M•••••• left C•••••• W••••• P••••••• for C••••• P••••••• L•• (registered 2026-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66dfab12-2fcb-0fe6-036b-70c115952887
First observed: Sep 20, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.