DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SALINA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | SALINA, KS | Current employment |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Apr 18, 2017 | Jul 10, 2025 | no | SALINA, KS|SALINA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••• F•••••••• G••••• I••• | L•• F•••••••• L•• | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| U•• F•••••••• S•••••••• I••• | N••• F•••••••• G••••• I••• | Apr 17, 2017 | Apr 18, 2017 |
| U•• F•••••••• S•••••••• I••• | Independent wealth | Apr 2, 2004 | Apr 17, 2017 | no | SALINA, KS|RUSSELL, KS|SALINA, KS|MANHATTAN, KS|Wichita, KS | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 26, 2002 | Mar 30, 2004 | no | SALINA, KS | Previous registration |
| 1 |
| Firm change |
| Other |
| L•• F•••••••• L•• | U•• F•••••••• S•••••••• I••• | Mar 30, 2004 | Apr 2, 2004 | 3 | Firm change | Other |