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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

CLEVELAND CAPITAL MANAGEMENT, L.L.C.

CRD 341686

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66f1a0e6-7db3-01c7-0df8-0ffdfa1c38aa

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Mar 28, 2026 to May 4, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Cleveland Capital Management, L.L.C.

Private equity manager · shared crd

Independent Sponsorsidentity

Cleveland Capital Management, L.L.C.

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $216MItem 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $216M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 4Schedule D 7.B(1)
SEC number: 801-136040
CIK: 1604742
CRD: 341686
Filings on the tape: 2
First filed: Mar 28, 2026
Latest filed: May 4, 2026
Organised: Limited Liability Company, DE
Website: clevelandcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MASSAD, WADE, ISAM	CO-MANAGING MEMBER; CHIEF COMPLIANCE OFFICER	D	yes	01/2005	May 4, 2026	May 4, 2026
SHIRY, JOHN, DIMITRI	CO-MANAGING MEMBER	D	yes	11/1996	May 4, 2026	May 4, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$0	$0	2	2	0	4	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (2)

← SHIRY, JOHN, DIMITRIOwnerCO-MANAGING MEMBER, ownership code D, individual
May 4, 2026 to presentfactForm ADV
← MASSAD, WADE, ISAMOwnerCO-MANAGING MEMBER; CHIEF COMPLIANCE OFFICER, ownership code D, individual
May 4, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66f1a0e6-7db3-01c7-0df8-0ffdfa1c38aa
First observed: Mar 28, 2026
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLEVELAND CAPITAL MANAGEMENT, L.L.C.

CRD 341686

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66f1a0e6-7db3-01c7-0df8-0ffdfa1c38aa

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MASSAD, WADE, ISAM

CO-MANAGING MEMBER; CHIEF COMPLIANCE OFFICER

yes

01/2005

May 4, 2026

SHIRY, JOHN, DIMITRI

CO-MANAGING MEMBER

yes

11/1996

May 4, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$216M

n/a