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T•••• L••••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••• L••••• N••••••••

Advisor at U•• F•••••••• S••••••• I•••

HONOLULU, HI

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Search this name across graphsid dfx:ria:66f27bc6-57f8-c5d4-753c-0e9b8b5a49fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 23, 2007	n/a	yes	HONOLULU, HI	Current employment
M••••• S•••••• D• I•••	n/a	Nov 21, 1999	Mar 27, 2007	no	HONOLULU, HI\|HONOLULU, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	U•• F•••••••• S••••••• I•••	Mar 27, 2007	Mar 23, 2007	-4	Firm change	Other

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Mar 23, 2007 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Nov 21, 1999 to Mar 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66f27bc6-57f8-c5d4-753c-0e9b8b5a49fe
First observed: Nov 21, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.