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Advisor at LPL FINANCIAL LLC
COSTA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | COSTA MESA, CA | Current employment |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Jun 10, 2020 | Jul 11, 2023 | no | COSTA MESA, CA|LONG BEACH, CA|LA JOLLA, CA|Pasadena, CA|COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | LPL FINANCIAL LLC | Jul 11, 2023 | Jan 1, 2025 | 540 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 877:6413:CA:2023-07-11 | Jul 11, 2023 | Jan 1, 2025 | COSTA MESA, CA | Firm change after gap |