DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••••• A•••••••• L••
Edmond, OK | OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | National bd RIA | Feb 16, 2012 | n/a | yes | OKLAHOMA CITY, OK|Edmond, OK | Current employment |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Sep 23, 2011 | Feb 1, 2012 | no | OKLAHOMA CITY, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• F•••••••• G•••• A••••••• | E•••••••• A•••••••• L•• | Feb 1, 2012 | Feb 16, 2012 | 15 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | May 19, 2011 | Sep 23, 2011 |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 21, 2010 | May 19, 2011 | no | OKLAHOMA CITY, OK | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Apr 28, 2005 | Oct 22, 2010 | no | CHARLOTTE, NC|DENVER, CO|CHARLOTTE, NC | Previous registration |
| 127 |
| Firm change |
| Other |
| A••••• A•• P••••••• S••••••• | M•• F•••••••• S•••••••• I••• | Oct 22, 2010 | Dec 21, 2010 | 60 | Firm change | Other |