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J•• L•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

J•• L•••• G••••••

Advisor at R••• C•••••• P•••••••

JOHNSON CITY, TN

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Search this name across graphsid dfx:ria:673470fc-34aa-3c15-44b6-a5b20f847299

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• C•••••• P•••••••	Independent wealth	Feb 8, 2024	n/a	yes	JOHNSON CITY, TN	Current employment
C••• L••	Bd affiliated wealth	Aug 20, 2014	Feb 16, 2018	no	KINGSPORT, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	R••• C•••••• P•••••••	Feb 16, 2018	Feb 8, 2024	2,183	Firm change after gap	RIA to RIA
G••• W••••• A•••••••• I•••	C••• L••	Jul 1, 2016	Aug 20, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
140446:155344:TN:2016-07-01	Jul 1, 2016	Aug 20, 2014	KINGSPORT, TN	Firm change after gap

Relationships

Registered with (5)

→ R••• C•••••• P•••••••Registered adviserregistration: current employment
Feb 8, 2024 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Aug 20, 2014 to Feb 16, 2018factForm ADV
→ G••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2006 to Jul 1, 2016factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:673470fc-34aa-3c15-44b6-a5b20f847299
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.