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Advisor at STRATOS WEALTH PARTNERS, LTD
Naperville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | Naperville, IL | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Jul 6, 2026 | no | NAPERVILLE, IL|St. Petersburg, FL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 23, 2017 | Jun 14, 2024 | no | NAPERVILLE, IL | Previous registration |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jun 6, 2011 | Jul 13, 2012 | no | NAPERVILLE, IL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Nov 27, 2001 | Nov 3, 2017 | no | NAPERVILE, IL|NAPERVILLE , IL|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | STRATOS WEALTH PARTNERS, LTD | Jul 6, 2026 | Jul 1, 2026 | -5 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Nov 3, 2017 | Jun 6, 2011 | -2,342 | Firm change after gap | Other |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | SECURITIES AMERICA ADVISORS, INC. | Jul 13, 2012 | Oct 23, 2017 | 1,928 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:146236:CA:2017-11-03 | Nov 3, 2017 | Jun 6, 2011 | LOS ANGELES, CA | Firm change after gap |