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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JORDAN LEE GOODRICK

Advisor at LPL FINANCIAL LLC

ROLLING MEADOWS, IL | WESTERN SPRINGS, IL | APOLLO BEACH, FL | DOWNERS GROVE, IL | ARLINGTON HEIGHTS, IL

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Search this name across graphsid dfx:ria:67409d5b-de74-f235-3da3-6ea27dfc2e73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Mar 2, 1994
First registration: Jan 30, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2404129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2025	n/a	yes	APOLLO BEACH, FL\|ARLINGTON HEIGHTS, IL\|DOWNERS GROVE, IL\|ARLINGTON HEIGHTS, IL\|WESTERN SPRINGS, IL\|ROLLING MEADOWS, IL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Jul 31, 2009	Jan 28, 2025	no	ARLINGTON HEIGHTS, IL\|ARLINGTON HEIGHTS, IL\|ARLINGTON HEIGHTS, IL\|ARLINGTON HEIGHTS, IL\|CHICAGO, IL\|DOWNERS GROVE, IL\|Arlington Heights, IL\|Western Springs, IL\|Rolling Meadows, IL\|Apollo Beach, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Aug 24, 2009	no	CHICAGO, IL\|ARLINGTON HEIGHTS., IL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jan 30, 2004	May 29, 2007	no	ARLINGTON HEIGHTS, IL\|ARLINGTON HEIGHTS, IL\|ARLINGTON HGTS., IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 28, 2025	Jan 23, 2025	-5	Bulk transfer	RIA to ibd
CITIGROUP GLOBAL MARKETS INC.	WINTRUST INVESTMENTS	Aug 24, 2009	Jul 31, 2009	-24	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Jul 31, 2009 to Jan 28, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Aug 24, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 30, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.