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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JOHN RUSSELL WOOD

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

ZANESVILLE, OH

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Search this name across graphsid dfx:ria:674476aa-201b-1e5e-606f-afd106a4e283

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 26, 1999
First registration: Nov 12, 2002
Dual registered: yes, broker-dealer
Other names: JOHN WOOD
IAPD individual key: 3251439

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jun 24, 2020	n/a	yes	ZANESVILLE, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 23, 2020	no	ZANESVILLE, OH	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Sep 21, 2007	Jan 1, 2008	no	ZANESVILLE, OH\|ST. LOUIS, MO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 12, 2002	Oct 2, 2007	no	ZANESVILLE, OH\|ZANESVILLE, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 23, 2020	Jun 24, 2020	1	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	A. G. EDWARDS & SONS, INC.	Oct 2, 2007	Sep 21, 2007	-11	Firm change	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Jun 24, 2020 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 23, 2020factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Sep 21, 2007 to Jan 1, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 12, 2002 to Oct 2, 2007factForm ADV

Dated events

No dated event names this entity yet.