DFX Intelligence

M•••• A•• T••••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••• A•• T••••••••• P•••••

Advisor at B••••• L••••••••• I••

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:674bfe37-b42d-b2b0-f4e4-d909094cbfb8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• L••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• L••••••••• I••	Independent wealth	Nov 10, 2006	n/a	yes	PROVIDENCE, RI	Current employment
S•••••• • P••••••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2000	Nov 23, 2004	no	PROVIDENCE, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• • P••••••• W••••• M••••••••• L••	B••••• L••••••••• I••	Nov 23, 2004	Nov 10, 2006	717	Firm change after gap	Other

Relationships

Registered with (2)

→ B••••• L••••••••• I••Registered adviserregistration: current employment
Nov 10, 2006 to presentfactForm ADV
→ S•••••• • P••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2000 to Nov 23, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:674bfe37-b42d-b2b0-f4e4-d909094cbfb8
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.