DFX Intelligence

J•••• C•••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••• C•••••••• G••••

Advisor at P••••••••• S••••••••• C•••••••••

••• Locked

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Search this name across graphsid dfx:ria:6751ec97-1715-6710-7927-368388a700da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• S••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P••••••• W••••• M••••••••• • F••••• O•••••	Independent wealth	Sep 20, 2024	n/a	yes	SAN DIEGO, CA	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Sep 26, 2008	n/a	yes	Carpinteria, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••••• L••	P••••••••• S••••••••• C•••••••••	Jan 31, 2007	Sep 26, 2008	604	Firm change after gap	Other
L•••••• I•••••••••	L••••• A•••••••• L••	May 10, 2005	May 10, 2005

Relationships

Registered with (4)

→ S••••••• P••••••• W••••• M••••••••• • F••••• O•••••Registered adviserregistration: current employment
Sep 20, 2024 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: current employment
Sep 26, 2008 to presentfactForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
May 10, 2005 to Jan 31, 2007factForm ADV
→ L•••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6751ec97-1715-6710-7927-368388a700da
First observed: Jan 15, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.