DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• A•••• M••••••••• L•••••
Spring, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A•••• M••••••••• L••••• | Independent wealth | Mar 28, 2025 | n/a | yes | Spring, TX | Current employment |
| S•• I••••••••• A•••••••• I••• | Former SEC adviser | Jul 13, 2012 | Mar 27, 2025 | no | FRESNO, CA|Houston, TX|SAN DIEGO, CA|Atlanta, GA|Houston, TX|Atlanta, GA|Dunwoody, GA|Houston, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• I••••••••• A•••••••• I••• | S••••• A•••• M••••••••• L••••• | Mar 27, 2025 | Mar 28, 2025 | 1 | Firm change | Ibd to RIA |
| B••••••••• L•• | S•• I••••••••• A•••••••• I••• | Jul 13, 2012 | Jul 13, 2012 |
| Previous registration |
| B••••••••• L•• | Former SEC adviser | May 3, 2011 | Jul 13, 2012 | no | DALTON, GA|BOCA RATON, FL|DALTON, GA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 4, 2004 | May 13, 2011 | no | DALTON, GA|BLUE RIDGE, GA | Previous registration |
| 0 |
| Firm change |
| Other |
| L•• F•••••••• L•• | B••••••••• L•• | May 13, 2011 | May 3, 2011 | -10 | Firm change | Other |