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Advisor at ROYAL PALMS CAPITAL, LLC
WHITEFISH, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL PALMS CAPITAL, LLC | Independent wealth | Apr 14, 2025 | n/a | yes | WHITEFISH, MT | Current employment |
| ROYAL PALMS CAPITAL, LLC | Independent wealth | May 17, 2005 | May 20, 2005 | no | SAN PEDRO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 14, 2001 | Apr 19, 2005 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | ROYAL PALMS CAPITAL, LLC | Apr 19, 2005 | May 17, 2005 | 28 | Firm change | Other |