P••• L• A••••

Advisor at S•••• F••••••••• L••

LAKE STEVENS, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:675bca60-eac6-0bc5-8470-84ac14cc0c13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••••••••• L••	Independent wealth	Apr 27, 2018	n/a	yes	LAKE STEVENS, WA	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	May 6, 2004	May 4, 2018	no	BOTHELL, WA\|LAS VEGAS, NV\|CLAREMONT, CA\|LAS VEGAS, NV\|MILL CREEK, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	S•••• F••••••••• L••	May 4, 2018	Apr 27, 2018	-7	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
46173:292271:WA:2018-05-03	May 4, 2018	Apr 27, 2018	MILL CREEK, WA	Firm change

Relationships

Registered with (2)

→ S•••• F••••••••• L••Registered adviserregistration: current employment
Apr 27, 2018 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
May 6, 2004 to May 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:675bca60-eac6-0bc5-8470-84ac14cc0c13
First observed: May 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.