A••••• T•••••

Advisor at C•••••••• G••••• M•••••• I•••

New York, NY | Fort Lee, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67600f10-3fb0-f7a1-08e6-c8c4097488d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 26, 2022	n/a	yes	New York, NY\|Fort Lee, NJ	Current employment
C••• P•••••• A•••••••• L••	Former SEC adviser	Jul 26, 2022	Jun 30, 2010	no	New York, NY\|Fort Lee, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• P•••••• A•••••••• L••	C•••••••• G••••• M•••••• I•••	Jun 30, 2010	Jul 26, 2022	4,409	Bulk transfer	Other

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ C••• P•••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 26, 2022 to Jun 30, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67600f10-3fb0-f7a1-08e6-c8c4097488d9
First observed: Jul 26, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.