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Advisor at STRATEGIC ADVISERS LLC
COVINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | COVINGTON, KY | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Mar 4, 2021 | Mar 31, 2025 | no | COVINGTON, KY | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jul 29, 2019 | Nov 23, 2020 | no | CINCINNATI, OH|West Chester, OH | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 11, 2017 | Jul 26, 2019 | no | CINCINNATI, OH|FORT THOMAS, KY|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| PRUCO SECURITIES, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Nov 23, 2020 | Mar 4, 2021 | 101 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | PRUCO SECURITIES, LLC | Jul 26, 2019 | Jul 29, 2019 | 3 | Firm change | Ibd to ibd |