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Advisor at LPL ENTERPRISE, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | HOUSTON, TX | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 4, 2024 | Nov 14, 2024 | no | HOUSTON, TX | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jul 22, 2014 | Jan 10, 2023 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 23, 2010 | Feb 12, 2014 | no | HOUSTON, TX|FLUSHING, NY|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| EAGLE STRATEGIES LLC | PRUCO SECURITIES, LLC | Jan 10, 2023 | Sep 4, 2024 | 603 | Firm change after gap | Ibd to ibd |
| PRUCO SECURITIES, LLC | EAGLE STRATEGIES LLC | Feb 12, 2014 | Jul 22, 2014 | 160 | Firm change | Other |