DFX Intelligence

J••• E••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J••• E••• B••••••

Advisor at O••••••••• • C•• I•••

BOCA RATON, FL | WESTHAMPTON, NY

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Search this name across graphsid dfx:ria:676f9cdb-48c1-d7c1-2786-86b75115e5b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Apr 7, 2021	n/a	yes	BOCA RATON, FL\|WESTHAMPTON, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 19, 2005	Jan 9, 2014	no	SOUTHAMPTON, NY\|SOUTHAMPTON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	O••••••••• • C•• I•••	Jan 9, 2014	Apr 7, 2021	2,645	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 19, 2005 to Jan 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:676f9cdb-48c1-d7c1-2786-86b75115e5b4
First observed: May 19, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.