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Advisor at COMMONWEALTH FINANCIAL NETWORK
Garden City, NY | WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 15, 2024 | n/a | yes | WALTHAM, MA|Garden City, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | Nov 19, 2024 | no | JERICHO, NY|Garden City, NY | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 3, 2016 | Jun 14, 2024 | no | Garden City, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | COMMONWEALTH FINANCIAL NETWORK | Nov 19, 2024 | Nov 15, 2024 | -4 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:8032:NY:2024-11-06 | Nov 19, 2024 | Nov 15, 2024 | GARDEN CITY, NY | Firm change |