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R••• D•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

R••• D•••••• W••••••

Advisor at M••• M••••••••• L••

Austin, TX

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Search this name across graphsid dfx:ria:677ef43d-88ee-f57b-f47a-d4bed6f8a2cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• M••••••••• L••	Independent wealth	Aug 7, 2019	n/a	yes	Austin, TX	Current employment
D•••••	Independent wealth	Aug 14, 2009	Apr 22, 2019	no	SAN DIEGO, CA\|AUSTIN, TX\|SAN DIEGO, CA\|SAN DIEGO, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••	M••• M••••••••• L••	Apr 22, 2019	Aug 7, 2019	107	Firm change	RIA to RIA
V••• I••••••••• M••••••••• C•• L••	D•••••	Nov 5, 2008

Relationships

Registered with (3)

→ M••• M••••••••• L••Registered adviserregistration: current employment
Aug 7, 2019 to presentfactForm ADV
→ D•••••Registered adviserregistration: previous registration
Aug 14, 2009 to Apr 22, 2019factForm ADV
→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: previous registration
Apr 4, 2008 to Nov 5, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:677ef43d-88ee-f57b-f47a-d4bed6f8a2cb
First observed: Apr 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.