A•••••• S•• L••

Advisor at P•••••••• F•••••••• S•••••••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:678367f3-edcd-c923-a236-61670cd1a55f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• S•••••••	Independent wealth	May 18, 2021	n/a	yes	LOS ANGELES, CA	Current employment
U••• B•••••• A•••••••• L••	Bd affiliated wealth	May 12, 2008	May 19, 2021	no	LOS ANGELES, CA\|Glendale, CA\|Orange, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• A•••••••• L••	P•••••••• F•••••••• S•••••••	May 19, 2021	May 18, 2021	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ P•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
May 18, 2021 to presentfactForm ADV
→ U••• B•••••• A•••••••• L••Registered adviserregistration: previous registration
May 12, 2008 to May 19, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:678367f3-edcd-c923-a236-61670cd1a55f
First observed: May 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.