DFX Intelligence

E•••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•••••• C••••••

E•••••• C•••••• ADVISORS, LLC, CRD 318664

CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67851037-f791-a42e-eb44-44f066edc6c3

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Jul 27, 2022 to Mar 24, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••• L•••	Shareholder	D	yes	12/1949	Jul 27, 2022	Mar 29, 2024
E•••••• R••• E••••• L•••	Owner	E	yes	05/1972	Jul 27, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• I•• M•••••••••	n/a	n/a	n/a	N	yes	n/a
A••••• I• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••••• L••••••• F••• I•• G•	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
LAKE PARK	FL	United States	1	no
Tampa	FL	United States	1	no
TEL AVIV-YAFO	n/a	Israel	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$315M	361.0%	$498M	42.9%	11	13	3	3

Relationships

Controls (9)

← S••••••• M••••••• J•••••OwnerOWNER, ownership code D, individual
Jul 27, 2022 to Mar 29, 2024factForm ADV
← G••••••••• S•••••• J••OwnerCEO, ownership code B, individual
Jul 27, 2022 to Mar 29, 2024factForm ADV
← G••••••••• J•••••• E•••••OwnerVICE PRESIDENT OPERATIONS, ownership code NA, individual
Jul 27, 2022 to Mar 29, 2024factForm ADV
← G•••• R••••• J••••••OwnerCFO, ownership code NA, individual
Jul 27, 2022 to Mar 29, 2024fact

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.1B
Occurred
Mar 31, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-278M
Occurred
Jul 27, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67851037-f791-a42e-eb44-44f066edc6c3
First observed: Jul 27, 2022
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.