This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 7, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Sep 7, 2012

First registration

Oct 2, 2012

Dual registered

yes, broker-dealer

Other names

DAO JUN HAUPTMAN|DAOJUN HAUPTMAN|DAO JUN XU-TURNER|DAO JUN JUN XU-TURNER

IAPD individual key

5512458

Graph

RIA / Wealth Management

Canonical id

dfx:ria:678a5d2e-38b5-0d8c-39e9-b33e370e3f52

First observed

Oct 2, 2012

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.