DFX Intelligence

K•••• W•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

K•••• W•••••• M•••••

Advisor at A••••• T••••• P•••••• W•••••

Tucson, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:679a4923-87ad-35b5-ecdd-4b9a94947d67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• T••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• T••••• P•••••• W•••••	Independent wealth	Aug 16, 2016	n/a	yes	SCOTTSDALE, AZ\|Tucson, AZ	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 22, 2009	Aug 16, 2016	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	A••••• T••••• P•••••• W•••••	Aug 16, 2016	Aug 16, 2016	0	Firm change	Other
U•• A•••••••• L••	G••••• W••••• M••••••••• I•••	Jan 7, 2009	Jan 22, 2009

Relationships

Registered with (3)

→ A••••• T••••• P•••••• W•••••Registered adviserregistration: current employment
Aug 16, 2016 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 22, 2009 to Aug 16, 2016factForm ADV
→ U•• A•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2007 to Jan 7, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:679a4923-87ad-35b5-ecdd-4b9a94947d67
First observed: Aug 1, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.