DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Rockville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Sep 1, 2020 | n/a | yes | Rockville, MD | Current employment |
| G••••• R••••••••• P••••••• L•• | Institutional manager | Sep 17, 2014 | Sep 1, 2020 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | W•••• I••••••••• A•••••••• L•• | Sep 1, 2020 | Sep 1, 2020 | 0 | Firm change | Other |
| F•••••••• T••••••• I••• | G••••• R••••••••• P••••••• L•• | Nov 17, 2014 |
| Previous registration |
| F•••••••• T••••••• I••• | Former SEC adviser | Jul 30, 2012 | Nov 17, 2014 | no | SAN RAFAEL, CA|ROCKVILLE, MD | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Sep 7, 2007 | Mar 28, 2011 | no | ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| -61 |
| Firm change after gap |
| Other |
| N•• E•••••• S••••••••• C••••••••• | F•••••••• T••••••• I••• | Mar 28, 2011 | Jul 30, 2012 | 490 | Firm change after gap | Other |