DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• A•••• M••••••••• L••
JUPITER, FL | Pittston, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• A•••• M••••••••• L•• | I•••••••••_WEALTH | Jan 7, 2019 | n/a | yes | Pittston, PA|JUPITER, FL | Current employment |
| I••••••••• S•••••••• W••••• M••••••••• L•• | I•••••••••_WEALTH | Sep 3, 2015 | Dec 13, 2018 | no | PITTSTON, PA|WILLIAMSVILLE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• S•••••••• W••••• M••••••••• L•• | B••••••••• A•••• M••••••••• L•• | Dec 13, 2018 | Jan 7, 2019 | 25 | Firm change | RIA to RIA |
| N••• F•••••••• G••••• I••• | I••••••••• S•••••••• W••••• M••••••••• L•• | Sep 2, 2015 | Sep 3, 2015 |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Jan 3, 2011 | Sep 2, 2015 | no | PITTSTON, PA|HOUSTON, TX | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jun 6, 2008 | Jan 11, 2011 | no | SCRANTON, PA | Previous registration |
| 1 |
| Firm change |
| Other |
| P•• W••••• M••••••••• | N••• F•••••••• G••••• I••• | Jan 11, 2011 | Jan 3, 2011 | -8 | Firm change | Other |