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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

LAURIE LYNN DAUGS

Advisor at JANNEY MONTGOMERY SCOTT LLC

Naples, FL

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Search this name across graphsid dfx:ria:67b81772-08e7-c079-cb2b-fa8bcc52d0b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 22, 2000
First registration: Sep 26, 2000
Dual registered: yes, broker-dealer
Other names: LAURIE LYNN LUTZ|LAURIE LYNN LUTZ
IAPD individual key: 2579811

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 19, 2015	n/a	yes	Naples, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Jun 23, 2015	no	NAPLES, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Apr 10, 2006	Feb 13, 2013	no	NAPLES, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Apr 28, 2006	no	NEW YORK, NY\|NAPLES, FL	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 26, 2000	Feb 21, 2006	no	NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	JANNEY MONTGOMERY SCOTT LLC	Jun 23, 2015	Jun 19, 2015	-4	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN KEEGAN & COMPANY, LLC	Apr 28, 2006	Apr 10, 2006	-18	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Jun 19, 2015 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Jun 23, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Apr 10, 2006 to Feb 13, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Apr 28, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 26, 2000 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.